| RAYMOND JAMES & ASSOCIATES, INC. | 705 | RCH Mortgage Fund VI Investors, LP | 1589609 | 10/22/2013 | D/A | $50,000,000 | $10,000,000 |
| RAYMOND JAMES & ASSOCIATES, INC. | 705 | RCH Mortgage Fund VI Investors, LP | 1589609 | 10/22/2013 | D | $50,000,000 | $10,000,000 |
| RAYMOND JAMES & ASSOCIATES, INC. | 705 | Bank of Commerce Holdings | 702513 | 12/21/2015 | D | $10,000,000 | $10,000,000 |
| RAYMOND JAMES & ASSOCIATES, INC. | 705 | Tri-County Financial Group, Inc. | 1725262 | 11/08/2021 | D/A | $10,000,000 | $10,000,000 |
| RAYMOND JAMES & ASSOCIATES, INC. | 705 | Tri-County Financial Group, Inc. | 1725262 | 11/05/2021 | D | $10,000,000 | $10,000,000 |
| RAYMOND JAMES & ASSOCIATES, INC. | 705 | Cleopatra Resources LLC | 1543304 | 05/25/2022 | D | $25,000,000 | $10,000,000 |
| RAYMOND JAMES & ASSOCIATES, INC. | 705 | EAGLE AGGRESSIVE GROWTH PARTNERS II LP | 1415629 | 02/08/2010 | D/A | Indefinite | $9,996,433 |
| RAYMOND JAMES & ASSOCIATES, INC. | 705 | Davis Investment Ventures Value Opportunity Fund I, L.P. | 1470082 | 03/26/2010 | D/A | Indefinite | $9,745,000 |
| RAYMOND JAMES & ASSOCIATES, INC. | 705 | Galena Biopharma, Inc. | 1390478 | 07/26/2016 | D | $9,100,000 | $9,100,000 |
| RAYMOND JAMES & ASSOCIATES, INC. | 705 | Fallbrook Technologies Inc | 1305927 | 08/18/2014 | D/A | $20,000,000 | $8,595,000 |
