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Broker-Dealers on SEC Form D for RAYMOND JAMES & ASSOCIATES, INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 761-770 out of 972 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
RAYMOND JAMES & ASSOCIATES, INC.705LEAP THERAPEUTICS, INC.150974511/29/2017D$18,000,001$18,000,001
RAYMOND JAMES & ASSOCIATES, INC.705UNIVERSITY BANCORP INC /DE/81121101/11/2023D$30,000,000$18,000,000
RAYMOND JAMES & ASSOCIATES, INC.705Greenspring Global Partners V-D, L.P.152602907/31/2012D/A$30,000,000$17,817,500
RAYMOND JAMES & ASSOCIATES, INC.705EAGLE AGGRESSIVE GROWTH PARTNERS II LP141562902/04/2011D/AIndefinite$17,661,157
RAYMOND JAMES & ASSOCIATES, INC.705Redbrick Opportunity Fund II LLC179965701/15/2021D/AIndefinite$17,600,000
RAYMOND JAMES & ASSOCIATES, INC.705West Town Bancorp, Inc.169195903/03/2017D$17,500,010$17,500,010
RAYMOND JAMES & ASSOCIATES, INC.705CONNECTURE INC121175903/24/2017D$17,500,000$17,500,000
RAYMOND JAMES & ASSOCIATES, INC.7052514 DIVERSIFIED LP146097703/14/2012D/AIndefinite$17,246,079
RAYMOND JAMES & ASSOCIATES, INC.705KLS SPECIAL SITUATIONS FUND B LP174637706/28/2019D/AIndefinite$17,000,000
RAYMOND JAMES & ASSOCIATES, INC.705LIMESTONE BANCORP, INC.135835607/26/2019D$17,000,000$17,000,000

972 Results

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