Potomac Analytics' Logo

Broker-Dealers on SEC Form D for RAYMOND JAMES & ASSOCIATES, INC.

Form Ds provide information on individual, unregistered securities offerings.

Search by Recipient Name or Primary Issuer:

Filter by:

Sort by:

Displaying 671-680 out of 972 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
RAYMOND JAMES & ASSOCIATES, INC.705ALUNG TECHNOLOGIES INC117929508/02/2017D/A$42,646,843$37,415,892
RAYMOND JAMES & ASSOCIATES, INC.705WellAware Holdings, Inc.156648607/24/2014D/A$37,000,000$37,000,000
RAYMOND JAMES & ASSOCIATES, INC.705Symphonic Distribution, Inc.172430612/27/2021D$36,999,992$36,999,992
RAYMOND JAMES & ASSOCIATES, INC.705Collins Capital Liquid Trading Fund LP148106912/23/2013D/AIndefinite$36,745,479
RAYMOND JAMES & ASSOCIATES, INC.705ALUNG TECHNOLOGIES INC117929504/13/2017D$42,648,730$36,556,512
RAYMOND JAMES & ASSOCIATES, INC.705Middle Market Buyout & Credit Select Fund, L.P.178088906/23/2020D/AIndefinite$36,200,000
RAYMOND JAMES & ASSOCIATES, INC.705ICIMS, INC.153800501/11/2012D$35,875,000$35,875,000
RAYMOND JAMES & ASSOCIATES, INC.705ViaCyte Inc.158190312/03/2018D$90,021,103$35,833,603
RAYMOND JAMES & ASSOCIATES, INC.705Bankwell Financial Group, Inc.150573208/31/2022D$35,000,000$35,000,000
RAYMOND JAMES & ASSOCIATES, INC.705SilkRoad Technology Holdings, Inc.150087905/23/2012D/A$35,000,000$34,999,996

972 Results

Display: