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Broker-Dealers on SEC Form D for RAYMOND JAMES & ASSOCIATES, INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 81-90 out of 245 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
RAYMOND JAMES & ASSOCIATES, INC.705ViaCyte Inc.158190312/03/2018D$90,021,103$35,833,603
RAYMOND JAMES & ASSOCIATES, INC.705Bankwell Financial Group, Inc.150573208/31/2022D$35,000,000$35,000,000
RAYMOND JAMES & ASSOCIATES, INC.705BROADWAY FINANCIAL CORP \DE\100117104/15/2021D$32,883,720$32,883,720
RAYMOND JAMES & ASSOCIATES, INC.705REFLEXIS SYSTEMS INC137137204/13/2017D$60,000,000$32,827,644
RAYMOND JAMES & ASSOCIATES, INC.705MacKay Municipal High Income Opportunities Fund LP184020601/13/2021DIndefinite$32,759,440
RAYMOND JAMES & ASSOCIATES, INC.705Glendower Access Secondary Opportunities V (U.S.), L.P.183863601/22/2021DIndefinite$31,000,000
RAYMOND JAMES & ASSOCIATES, INC.705Lightspeed Financial, Inc.148420710/21/2010D$30,000,000$30,000,000
RAYMOND JAMES & ASSOCIATES, INC.705MVB FINANCIAL CORP127790210/12/2021D$30,000,000$30,000,000
RAYMOND JAMES & ASSOCIATES, INC.705CallRail, Inc.162968310/05/2017D$75,085,399$29,814,488
RAYMOND JAMES & ASSOCIATES, INC.705LCX Access Fund, L.P.197610005/08/2023DIndefinite$27,450,000

245 Results

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