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Broker-Dealers on SEC Form D for RAYMOND JAMES & ASSOCIATES, INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 61-70 out of 245 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
RAYMOND JAMES & ASSOCIATES, INC.705Dreamscape Entertainment Properties, Inc.195645502/24/2023D$235,000,000$50,424,800
RAYMOND JAMES & ASSOCIATES, INC.705ConnectOne Bancorp, Inc.71277107/13/2015D$50,000,000$50,000,000
RAYMOND JAMES & ASSOCIATES, INC.705ALERUS FINANCIAL CORP90341912/28/2015D$50,000,000$50,000,000
RAYMOND JAMES & ASSOCIATES, INC.705ZIOPHARM ONCOLOGY INC110742111/19/2018D$107,007,575$50,000,000
RAYMOND JAMES & ASSOCIATES, INC.705FS Bancorp, Inc.153024902/19/2021D$50,000,000$50,000,000
RAYMOND JAMES & ASSOCIATES, INC.705LiveView Technologies, Inc.184054105/19/2022D$49,999,997$49,999,997
RAYMOND JAMES & ASSOCIATES, INC.705Central Park Group WP Energy, LLC160997106/05/2014DIndefinite$49,867,650
RAYMOND JAMES & ASSOCIATES, INC.705Carlyle Private Equity Access Fund IV (Parallel), L.P.174375206/27/2018D$49,386,000$49,386,000
RAYMOND JAMES & ASSOCIATES, INC.705USAmeriBancorp, Inc.146727704/13/2016D$45,000,000$45,000,000
RAYMOND JAMES & ASSOCIATES, INC.705PEOPLES BANCORP INC31830008/14/2014D$42,499,998$42,499,998

245 Results

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