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Broker-Dealers on SEC Form D for RAYMOND JAMES & ASSOCIATES, INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 161-170 out of 245 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
RAYMOND JAMES & ASSOCIATES, INC.705DCX Springdale DST167213006/30/2016D$11,956,522$1,144,000
RAYMOND JAMES & ASSOCIATES, INC.705West Town Bancorp, Inc.169195903/03/2017D$500,020$500,020
RAYMOND JAMES & ASSOCIATES, INC.705INVESTX SERIES (PIC-CRB), A SERIES OF INVESTX MASTER LLC193338306/13/2022DIndefinite$500,000
RAYMOND JAMES & ASSOCIATES, INC.705ETRUSCAN RESOURCES INC.101926003/12/2010D$427,276$427,276
RAYMOND JAMES & ASSOCIATES, INC.705West Timmins Mining Inc141049606/16/2009D$451,976$276,720
RAYMOND JAMES & ASSOCIATES, INC.705Central Park Group Carlyle Equity Opportunity Fund, LLC151749104/06/2011DIndefinite$251,000
RAYMOND JAMES & ASSOCIATES, INC.705SLG Partners, L.P. II165304309/21/2015D$990,000$178,588
RAYMOND JAMES & ASSOCIATES, INC.705SLG Partners, L.P.152962710/01/2018D$5,115,000$159,396
RAYMOND JAMES & ASSOCIATES, INC.705Cypress Leasing Fund A, LLC151396203/01/2011D$40,000,000$0
RAYMOND JAMES & ASSOCIATES, INC.705Greenspring Global Partners V-D, L.P.152602908/01/2011D$25,000,000$0

245 Results

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