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Broker-Dealers on SEC Form D for RAYMOND JAMES & ASSOCIATES, INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 151-160 out of 245 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
RAYMOND JAMES & ASSOCIATES, INC.705ALUNG TECHNOLOGIES INC117929502/21/2020D$3,000,000$3,000,000
RAYMOND JAMES & ASSOCIATES, INC.705NFP Continuation Partners Parallel II, LP198006706/09/2023DIndefinite$2,535,000
RAYMOND JAMES & ASSOCIATES, INC.705West Town Bancorp, Inc.169195901/12/2017D$2,000,011$2,000,011
RAYMOND JAMES & ASSOCIATES, INC.705Mercantil Bank Holding Corp173434202/14/2019DIndefinite$1,999,998
RAYMOND JAMES & ASSOCIATES, INC.705Source Rock Royalties Ltd.161857303/24/2022D$1,933,413$1,933,413
RAYMOND JAMES & ASSOCIATES, INC.705Glendower Access Secondary Opportunities V (International), L.P.183863701/22/2021DIndefinite$1,750,000
RAYMOND JAMES & ASSOCIATES, INC.705LCX (International) Access Fund, L.P.197582505/08/2023DIndefinite$1,600,000
RAYMOND JAMES & ASSOCIATES, INC.705SLG Partners, L.P.152962711/18/2011D$28,000,000$1,438,000
RAYMOND JAMES & ASSOCIATES, INC.705St. Elizabeths Opportunity Fund LLC178134007/03/2019D$65,000,000$1,400,000
RAYMOND JAMES & ASSOCIATES, INC.705Lombard International Life Assurance Co Separate Account VL 399193737207/12/2022DIndefinite$1,250,000

245 Results

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