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Broker-Dealers on SEC Form D for RAYMOND JAMES & ASSOCIATES, INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 131-140 out of 245 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
RAYMOND JAMES & ASSOCIATES, INC.705Galena Biopharma, Inc.139047807/26/2016D$9,100,000$9,100,000
RAYMOND JAMES & ASSOCIATES, INC.705Fallbrook Technologies Inc130592707/14/2014D$20,000,000$8,309,000
RAYMOND JAMES & ASSOCIATES, INC.705PLx Pharma Inc.149750405/29/2020D$8,000,000$8,000,000
RAYMOND JAMES & ASSOCIATES, INC.705Private Equity Global Select Fund VII (International), L.P.170211304/05/2017DIndefinite$7,200,000
RAYMOND JAMES & ASSOCIATES, INC.705COMMUNITY FIRST BANCORP104744606/21/2019D$7,187,512$7,187,512
RAYMOND JAMES & ASSOCIATES, INC.705TERRAN ORBITAL Corp164901507/11/2017DIndefinite$7,000,000
RAYMOND JAMES & ASSOCIATES, INC.705Singular Bio, Inc.176809702/15/2019D$7,983,291$6,575,395
RAYMOND JAMES & ASSOCIATES, INC.7052514 DIVERSIFIED LP146097703/16/2010DIndefinite$5,853,895
RAYMOND JAMES & ASSOCIATES, INC.705Neuberger Berman Opportunistic Capital Solutions Fund (Cayman) LP183570612/10/2020D$1,500,000,000$5,800,000
RAYMOND JAMES & ASSOCIATES, INC.705Team8 - Claroty, L.P.175401410/02/2018D$5,143,018$5,143,018

245 Results

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