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Broker-Dealers on SEC Form D for RAYMOND JAMES & ASSOCIATES, INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 121-130 out of 245 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
RAYMOND JAMES & ASSOCIATES, INC.705WellAware Holdings, Inc.156648610/23/2019D$13,650,000$12,900,000
RAYMOND JAMES & ASSOCIATES, INC.705Sunshine Bancorp, Inc.159989112/16/2015D$12,180,000$12,180,000
RAYMOND JAMES & ASSOCIATES, INC.705WHITE RIVER BANCSHARES CO132840901/11/2017D$12,000,042$12,000,042
RAYMOND JAMES & ASSOCIATES, INC.705BANK OF THE JAMES FINANCIAL GROUP INC127510112/17/2015D$11,520,000$11,520,000
RAYMOND JAMES & ASSOCIATES, INC.705PARCEL 17 STE LLC179963102/19/2020D$65,000,000$10,900,000
RAYMOND JAMES & ASSOCIATES, INC.705ES Bancshares, Inc.135825410/28/2019D$10,489,984$10,489,984
RAYMOND JAMES & ASSOCIATES, INC.705RCH Mortgage Fund VI Investors, LP158960910/22/2013D$50,000,000$10,000,000
RAYMOND JAMES & ASSOCIATES, INC.705Bank of Commerce Holdings70251312/21/2015D$10,000,000$10,000,000
RAYMOND JAMES & ASSOCIATES, INC.705Tri-County Financial Group, Inc.172526211/05/2021D$10,000,000$10,000,000
RAYMOND JAMES & ASSOCIATES, INC.705Cleopatra Resources LLC154330405/25/2022D$25,000,000$10,000,000

245 Results

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