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Broker-Dealers on SEC Form D for RAYMOND JAMES & ASSOCIATES, INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 101-110 out of 245 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
RAYMOND JAMES & ASSOCIATES, INC.705MOUNTAIN COMMERCE BANCORP INC134999701/10/2017D$20,000,004$20,000,004
RAYMOND JAMES & ASSOCIATES, INC.705La Lumiere LLC158621111/06/2014D$20,000,000$20,000,000
RAYMOND JAMES & ASSOCIATES, INC.705BLUE RIDGE BANKSHARES, INC.84271703/06/2019D$19,919,735$19,919,735
RAYMOND JAMES & ASSOCIATES, INC.705Lexington Keystone Fund, LLC148002102/10/2010D$50,000,000$19,661,485
RAYMOND JAMES & ASSOCIATES, INC.705PLx Pharma Inc.149750406/28/2017D$18,191,869$18,191,869
RAYMOND JAMES & ASSOCIATES, INC.705PLx Pharma Inc.149750411/30/2020D$18,008,599$18,008,599
RAYMOND JAMES & ASSOCIATES, INC.705LEAP THERAPEUTICS, INC.150974511/29/2017D$18,000,001$18,000,001
RAYMOND JAMES & ASSOCIATES, INC.705UNIVERSITY BANCORP INC /DE/81121101/11/2023D$30,000,000$18,000,000
RAYMOND JAMES & ASSOCIATES, INC.705West Town Bancorp, Inc.169195903/03/2017D$17,500,010$17,500,010
RAYMOND JAMES & ASSOCIATES, INC.705CONNECTURE INC121175903/24/2017D$17,500,000$17,500,000

245 Results

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