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Broker-Dealers on SEC Form D for RAYMOND JAMES & ASSOCIATES, INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 711-720 out of 727 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
RAYMOND JAMES & ASSOCIATES, INC.705Lombard International Life Assurance Co Separate Account VL 399193737204/25/2023D/AIndefinite$1,250,000
RAYMOND JAMES & ASSOCIATES, INC.705Alkeon Innovation Opportunity Offshore Fund, LP176907405/15/2019D/AIndefinite$1,000,000
RAYMOND JAMES & ASSOCIATES, INC.705Central Park Group Carlyle Equity Opportunity Fund, LLC151749104/12/2011D/AIndefinite$251,000
RAYMOND JAMES & ASSOCIATES, INC.705BELVEDERE CAPITAL FUND CO LLC103560203/06/2012D/AIndefinite$0
RAYMOND JAMES & ASSOCIATES, INC.705Clearisle Capital Fund LLC178742402/20/2020D/AIndefinite$0
RAYMOND JAMES & ASSOCIATES, INC.705Clearisle Capital Fund LLC178742402/20/2020D/AIndefinite$0
RAYMOND JAMES & ASSOCIATES, INC.705Clearisle Capital Fund LLC178742404/20/2020D/AIndefinite$0
RAYMOND JAMES & ASSOCIATES, INC.705Clearisle Capital Fund LLC178742405/05/2020D/AIndefinite$0
RAYMOND JAMES & ASSOCIATES, INC.705Clearisle Capital Fund LLC178742407/08/2020D/AIndefinite$0
RAYMOND JAMES & ASSOCIATES, INC.705Ballast Point Ventures IV, L.P.184201801/28/2021D/A$165,000,000$0

727 Results

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