Broker-Dealers on SEC Form D for RAYMOND JAMES & ASSOCIATES, INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 10 out of 29 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
RAYMOND JAMES & ASSOCIATES, INC.	705	EAGLE AGGRESSIVE GROWTH PARTNERS II LP	1415629	02/08/2010	D/A	Indefinite	$9,996,433
RAYMOND JAMES & ASSOCIATES, INC.	705	Davis Investment Ventures Value Opportunity Fund I, L.P.	1470082	03/26/2010	D/A	Indefinite	$9,745,000
RAYMOND JAMES & ASSOCIATES, INC.	705	Galena Biopharma, Inc.	1390478	07/26/2016	D	$9,100,000	$9,100,000
RAYMOND JAMES & ASSOCIATES, INC.	705	Fallbrook Technologies Inc	1305927	08/18/2014	D/A	$20,000,000	$8,595,000
RAYMOND JAMES & ASSOCIATES, INC.	705	Carlyle Private Equity Access Blocker Fund 2014, L.P.	1628562	08/25/2015	D/A	Indefinite	$8,310,000
RAYMOND JAMES & ASSOCIATES, INC.	705	Fallbrook Technologies Inc	1305927	07/14/2014	D	$20,000,000	$8,309,000
RAYMOND JAMES & ASSOCIATES, INC.	705	Carlyle Private Equity Access Blocker Fund 2014, L.P.	1628562	07/14/2015	D/A	Indefinite	$8,300,000
RAYMOND JAMES & ASSOCIATES, INC.	705	PLx Pharma Inc.	1497504	05/29/2020	D	$8,000,000	$8,000,000
RAYMOND JAMES & ASSOCIATES, INC.	705	DCX Springdale DST	1672130	09/14/2017	D/A	$11,956,522	$7,475,733
RAYMOND JAMES & ASSOCIATES, INC.	705	2514 DIVERSIFIED LP	1460977	03/16/2011	D/A	Indefinite	$7,203,895

29 Results

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