Broker-Dealers on SEC Form D for RAYMOND JAMES & ASSOCIATES, INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 51-60 out of 103 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
RAYMOND JAMES & ASSOCIATES, INC.	705	CENTRAL PARK GROUP LIGHTHOUSE GLOBAL LONG/SHORT FUND LLC	1449393	10/20/2010	D/A	Indefinite	$34,620,975
RAYMOND JAMES & ASSOCIATES, INC.	705	Aspect Institutional Diversified Fund	1605251	05/03/2019	D/A	Indefinite	$34,445,606
RAYMOND JAMES & ASSOCIATES, INC.	705	Aspect Institutional Diversified Fund	1605251	02/19/2019	D/A	Indefinite	$34,427,073
RAYMOND JAMES & ASSOCIATES, INC.	705	Aspect Institutional Diversified Fund	1605251	10/24/2018	D/A	Indefinite	$34,400,060
RAYMOND JAMES & ASSOCIATES, INC.	705	Aspect Institutional Diversified Fund	1605251	07/23/2018	D/A	Indefinite	$34,374,501
RAYMOND JAMES & ASSOCIATES, INC.	705	Aspect Institutional Diversified Fund	1605251	02/20/2018	D/A	Indefinite	$33,943,344
RAYMOND JAMES & ASSOCIATES, INC.	705	Aspect Institutional Diversified Fund	1605251	04/18/2018	D/A	Indefinite	$33,943,344
RAYMOND JAMES & ASSOCIATES, INC.	705	BROADWAY FINANCIAL CORP \DE\	1001171	04/15/2021	D	$32,883,720	$32,883,720
RAYMOND JAMES & ASSOCIATES, INC.	705	REFLEXIS SYSTEMS INC	1371372	04/13/2017	D	$60,000,000	$32,827,644
RAYMOND JAMES & ASSOCIATES, INC.	705	A.P. Opportunities Fund, Ltd.	1508651	02/06/2013	D/A	Indefinite	$32,800,369

103 Results

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