Broker-Dealers on SEC Form D for RAYMOND JAMES & ASSOCIATES, INC.

Form Ds provide information on individual, unregistered securities offerings.

Search by Recipient Name or Primary Issuer:

Clear Filters

$0 to $1 Million $1 to $5 Million $5 to $10 Million $10 to $25 Million $25 to $50 Million $50 to $100 Million $100 Million to $1 Billion $1 Billion to $5 Billion $5 Billion to $10 Billion $10 Billion to $25 Billion

Sort by:

Displaying 41-50 out of 103 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
RAYMOND JAMES & ASSOCIATES, INC.	705	WellAware Holdings, Inc.	1566486	07/24/2014	D/A	$37,000,000	$37,000,000
RAYMOND JAMES & ASSOCIATES, INC.	705	Symphonic Distribution, Inc.	1724306	12/27/2021	D	$36,999,992	$36,999,992
RAYMOND JAMES & ASSOCIATES, INC.	705	Collins Capital Liquid Trading Fund LP	1481069	12/23/2013	D/A	Indefinite	$36,745,479
RAYMOND JAMES & ASSOCIATES, INC.	705	ALUNG TECHNOLOGIES INC	1179295	04/13/2017	D	$42,648,730	$36,556,512
RAYMOND JAMES & ASSOCIATES, INC.	705	Middle Market Buyout & Credit Select Fund, L.P.	1780889	06/23/2020	D/A	Indefinite	$36,200,000
RAYMOND JAMES & ASSOCIATES, INC.	705	ICIMS, INC.	1538005	01/11/2012	D	$35,875,000	$35,875,000
RAYMOND JAMES & ASSOCIATES, INC.	705	ViaCyte Inc.	1581903	12/03/2018	D	$90,021,103	$35,833,603
RAYMOND JAMES & ASSOCIATES, INC.	705	Bankwell Financial Group, Inc.	1505732	08/31/2022	D	$35,000,000	$35,000,000
RAYMOND JAMES & ASSOCIATES, INC.	705	SilkRoad Technology Holdings, Inc.	1500879	05/23/2012	D/A	$35,000,000	$34,999,996
RAYMOND JAMES & ASSOCIATES, INC.	705	SilkRoad Technology Holdings, Inc.	1500879	05/25/2012	D/A	$35,000,000	$34,999,996

103 Results

<
1
...
3
4
5
6
7
...
11
>