Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | 705 | Tri-County Financial Group, Inc. | 1725262 | 11/05/2021 | D | $10,000,000 | $10,000,000 |
| RAYMOND JAMES & ASSOCIATES, INC. | 705 | Cleopatra Resources LLC | 1543304 | 05/25/2022 | D | $25,000,000 | $10,000,000 |