Broker-Dealers on SEC Form D for RAYMOND JAMES & ASSOCIATES, INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 41-50 out of 82 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
RAYMOND JAMES & ASSOCIATES, INC.	705	Franklin Financial Network Inc.	1407067	10/03/2013	D	$17,509,011	$15,000,011
RAYMOND JAMES & ASSOCIATES, INC.	705	Maple Financial Holdings, Inc.	1722484	03/16/2021	D	$15,000,000	$15,000,000
RAYMOND JAMES & ASSOCIATES, INC.	705	Navvis & Company, LLC	1661102	06/14/2021	D	$15,000,000	$15,000,000
RAYMOND JAMES & ASSOCIATES, INC.	705	Travelers Rest Bancshares, Inc.	1861911	05/12/2021	D	$15,000,000	$15,000,000
RAYMOND JAMES & ASSOCIATES, INC.	705	Gargoyle Hedged Value (CI) Fund Ltd.	1669703	04/27/2017	D/A	Indefinite	$14,955,813
RAYMOND JAMES & ASSOCIATES, INC.	705	Carillon Tower Series Hedge Fund, LLC - ClariVest Microcap Market Neutral Series	1651777	09/18/2018	D/A	Indefinite	$14,724,845
RAYMOND JAMES & ASSOCIATES, INC.	705	Carillon Tower Series Hedge Fund, LLC - ClariVest Microcap Market Neutral Series	1651777	09/26/2019	D/A	Indefinite	$14,724,845
RAYMOND JAMES & ASSOCIATES, INC.	705	Carillon Tower Series Hedge Fund, LLC - ClariVest Microcap Market Neutral Series	1651777	09/10/2020	D/A	Indefinite	$14,724,845
RAYMOND JAMES & ASSOCIATES, INC.	705	Carillon Tower Series Hedge Fund, LLC - ClariVest Microcap Market Neutral Series	1651777	09/20/2021	D/A	Indefinite	$14,724,845
RAYMOND JAMES & ASSOCIATES, INC.	705	Carillon Tower Series Hedge Fund, LLC - ClariVest Microcap Market Neutral Series	1651777	09/07/2017	D/A	Indefinite	$14,504,845

82 Results

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