Broker-Dealers on SEC Form D for RAYMOND JAMES & ASSOCIATES, INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 11-20 out of 28 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
RAYMOND JAMES & ASSOCIATES, INC.	705	Carlyle Private Equity Access Blocker Fund 2014, L.P.	1628562	03/16/2015	D/A	Indefinite	$3,625,000
RAYMOND JAMES & ASSOCIATES, INC.	705	Central Park Group WP Private Equity XI, LLC	1559384	10/03/2012	D	Indefinite	$3,500,000
RAYMOND JAMES & ASSOCIATES, INC.	705	Interstate Transport, Inc.	1467387	07/08/2009	D	$4,515,000	$3,265,000
RAYMOND JAMES & ASSOCIATES, INC.	705	ALUNG TECHNOLOGIES INC	1179295	02/21/2020	D	$3,000,000	$3,000,000
RAYMOND JAMES & ASSOCIATES, INC.	705	Alkeon Innovation Opportunity Fund, LP	1769016	05/15/2019	D/A	Indefinite	$2,600,000
RAYMOND JAMES & ASSOCIATES, INC.	705	NFP Continuation Partners Parallel II, LP	1980067	06/09/2023	D	Indefinite	$2,535,000
RAYMOND JAMES & ASSOCIATES, INC.	705	West Town Bancorp, Inc.	1691959	01/12/2017	D	$2,000,011	$2,000,011
RAYMOND JAMES & ASSOCIATES, INC.	705	Mercantil Bank Holding Corp	1734342	02/14/2019	D	Indefinite	$1,999,998
RAYMOND JAMES & ASSOCIATES, INC.	705	Source Rock Royalties Ltd.	1618573	03/24/2022	D	$1,933,413	$1,933,413
RAYMOND JAMES & ASSOCIATES, INC.	705	Glendower Access Secondary Opportunities V (International), L.P.	1838637	01/22/2021	D	Indefinite	$1,750,000

28 Results

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