Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
---|---|---|---|---|---|---|---|
RAYMOND JAMES FINANCIAL SERVICES, INC. | 6694 | LCX (International) Access Fund, L.P. | 1975825 | 05/08/2023 | D | Indefinite | $1,600,000 |
RAYMOND JAMES FINANCIAL SERVICES, INC. | 6694 | SLG Partners, L.P. | 1529627 | 11/18/2011 | D | $28,000,000 | $1,438,000 |
RAYMOND JAMES FINANCIAL SERVICES, INC. | 6694 | St. Elizabeths Opportunity Fund LLC | 1781340 | 07/03/2019 | D | $65,000,000 | $1,400,000 |
RAYMOND JAMES FINANCIAL SERVICES, INC. | 6694 | Lombard International Life Assurance Co Separate Account VL 399 | 1937372 | 04/25/2023 | D/A | Indefinite | $1,250,000 |
RAYMOND JAMES FINANCIAL SERVICES, INC. | 6694 | Lombard International Life Assurance Co Separate Account VL 191 | 1743960 | 06/26/2018 | D | Indefinite | $1,200,855 |