Broker-Dealers on SEC Form D for RAYMOND JAMES FINANCIAL SERVICES, INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 10 out of 91 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
RAYMOND JAMES FINANCIAL SERVICES, INC.	6694	Prisma Spectrum Fund Ltd	1460067	09/21/2022	D/A	Indefinite	$4,893,024,033
RAYMOND JAMES FINANCIAL SERVICES, INC.	6694	Prisma Spectrum Fund Ltd	1460067	09/27/2021	D/A	Indefinite	$4,892,244,033
RAYMOND JAMES FINANCIAL SERVICES, INC.	6694	Prisma Spectrum Fund Ltd	1460067	09/25/2020	D/A	Indefinite	$4,886,798,033
RAYMOND JAMES FINANCIAL SERVICES, INC.	6694	Ares Corporate Opportunities Fund VI, L.P.	1808719	06/21/2021	D/A	Indefinite	$4,289,798,271
RAYMOND JAMES FINANCIAL SERVICES, INC.	6694	SEG PARTNERS II L P	1215218	05/26/2021	D/A	Indefinite	$3,891,248,560
RAYMOND JAMES FINANCIAL SERVICES, INC.	6694	Beldore Capital Fund LLC	1404013	11/04/2015	D/A	Indefinite	$3,597,785,000
RAYMOND JAMES FINANCIAL SERVICES, INC.	6694	Marshall Wace Funds PLC - MW Eureka Fund	1504531	01/19/2022	D/A	Indefinite	$3,477,406,265
RAYMOND JAMES FINANCIAL SERVICES, INC.	6694	Marshall Wace Funds PLC - MW Eureka Fund	1504531	01/19/2023	D/A	Indefinite	$3,477,406,265
RAYMOND JAMES FINANCIAL SERVICES, INC.	6694	Marshall Wace Funds PLC - MW Eureka Fund	1504531	01/19/2021	D/A	Indefinite	$3,383,565,878
RAYMOND JAMES FINANCIAL SERVICES, INC.	6694	Beldore Capital Fund LLC	1404013	11/04/2016	D/A	Indefinite	$3,339,482,000

91 Results

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