Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| SUNTRUST EQUITABLE SECURITIES | 6271 | Veracity Payment Solutions, Inc. | 1471048 | 01/26/2012 | D | $42,000,000 | $42,000,000 |
| SUNTRUST EQUITABLE SECURITIES | 6271 | Southern States Bancshares, Inc. | 1689731 | 12/29/2016 | D | $47,000,000 | $41,200,012 |
| SUNTRUST EQUITABLE SECURITIES | 6271 | PINNACLE WEST CAPITAL CORP | 764622 | 07/29/2020 | D/A | Indefinite | $37,575,000 |
| SUNTRUST EQUITABLE SECURITIES | 6271 | Envy Gaming, Inc. | 1762502 | 03/12/2021 | D | $46,259,281 | $34,759,281 |
| SUNTRUST EQUITABLE SECURITIES | 6271 | GI DYNAMICS, INC. | 1245791 | 07/22/2013 | D | $52,500,000 | $34,755,000 |
| SUNTRUST EQUITABLE SECURITIES | 6271 | RING ENERGY, INC. | 1384195 | 06/25/2014 | D | $30,000,015 | $30,000,015 |
| SUNTRUST EQUITABLE SECURITIES | 6271 | Carbon Natural Gas Co | 86264 | 07/18/2011 | D/A | $30,000,000 | $30,000,000 |
| SUNTRUST EQUITABLE SECURITIES | 6271 | Carbon Natural Gas Co | 86264 | 07/14/2011 | D | $30,000,000 | $30,000,000 |
| SUNTRUST EQUITABLE SECURITIES | 6271 | PINNACLE WEST CAPITAL CORP | 764622 | 03/07/2023 | D/A | Indefinite | $26,800,000 |
| SUNTRUST EQUITABLE SECURITIES | 6271 | PINNACLE WEST CAPITAL CORP | 764622 | 03/07/2023 | D | Indefinite | $26,800,000 |