Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| PAULSON INVESTMENT COMPANY LLC | 5670 | Paulson ElectroCore Investments, LLC | 1698901 | 06/15/2017 | D/A | Indefinite | $3,318,542 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | CYTODYN INC | 1175680 | 05/14/2015 | D | $4,000,000 | $3,281,050 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | CytoDyn Inc. | 1175680 | 04/02/2019 | D | $5,000,000 | $3,246,000 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | Yellow Band Operating LLC | 1880914 | 09/01/2021 | D | $4,972,222 | $3,231,944 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | CYTODYN INC | 1175680 | 09/25/2013 | D | $10,010,000 | $3,207,260 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | DermTech, Inc. | 1518913 | 12/13/2016 | D/A | $15,512,000 | $3,119,247 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | SEQUELLA INC. | 1065544 | 10/10/2014 | D | $3,100,000 | $3,100,000 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | Paulson DermTech Investments LLC | 1649459 | 11/16/2015 | D/A | Indefinite | $2,958,396 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | MORPHOGENESIS INC | 1252142 | 01/12/2018 | D/A | $15,000,000 | $2,708,818 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | CYTODYN INC | 1175680 | 10/05/2015 | D | $3,981,050 | $2,693,800 |