Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| PAULSON INVESTMENT COMPANY LLC | 5670 | CytoDyn Inc. | 1175680 | 09/10/2018 | D | $25,000,000 | $13,199,385 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | Akari Therapeutics Plc | 1541157 | 07/22/2021 | D | $12,318,688 | $12,318,688 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | CytoDyn Inc. | 1175680 | 12/03/2021 | D | $53,593,700 | $11,361,000 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | CIPHERLOC Corp | 1022505 | 06/26/2018 | D/A | $15,000,000 | $11,292,400 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | CIPHERLOC Corp | 1022505 | 06/20/2018 | D/A | $15,000,000 | $10,537,400 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | DermTech, Inc. | 1518913 | 02/07/2018 | D/A | $15,512,000 | $10,007,079 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | AMMO, INC. | 1015383 | 04/13/2018 | D | $10,000,000 | $10,000,000 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | CIPHERLOC Corp | 1022505 | 04/19/2021 | D | $10,000,000 | $9,998,928 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | CIPHERLOC Corp | 1022505 | 06/12/2018 | D/A | $15,000,000 | $9,860,400 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | DermTech, Inc. | 1518913 | 12/05/2017 | D/A | $15,512,000 | $9,597,097 |