Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| PAULSON INVESTMENT COMPANY LLC | 5670 | ElectroCore, LLC | 1560258 | 12/05/2017 | D/A | $75,000,000 | $70,890,210 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | TEI Diversified Income & Opportunity Fund III, LLC | 1671607 | 03/16/2018 | D/A | $67,347,213 | $67,347,213 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | TEI Diversified Income & Opportunity Fund V LLC | 1796643 | 02/22/2022 | D/A | $63,657,087 | $63,657,087 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | VIKING ENERGY GROUP, INC. | 1102432 | 01/04/2019 | D | $63,592,000 | $63,592,000 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | Ichor Energy, LLC | 1763785 | 01/08/2019 | D | $63,592,000 | $63,592,000 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | ElectroCore, LLC | 1560258 | 09/15/2017 | D/A | $65,000,000 | $36,000,000 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | CYTODYN INC | 1175680 | 02/23/2016 | D/A | $33,268,465 | $33,268,465 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | Commerce 94 Industrial DST | 1878560 | 01/05/2022 | D/A | $42,774,375 | $31,663,397 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | Provention Bio, Inc. | 1695357 | 05/04/2017 | D | $30,000,000 | $28,454,995 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | Cresilon, Inc. | 1728054 | 10/18/2022 | D | $25,000,000 | $24,999,999 |