| PAULSON INVESTMENT COMPANY LLC | 5670 | Zivo Bioscience, Inc. | 1101026 | 10/14/2016 | D | $5,000,000 | $1,250,000 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | Paulson Capital Holding Company, LLC | 1715181 | 11/05/2019 | D | $10,000,000 | $1,225,000 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | CytoDyn Inc. | 1175680 | 11/16/2017 | D | $15,000,000 | $1,199,900 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | CytoDyn Inc. | 1175680 | 06/14/2017 | D | $15,000,000 | $1,150,000 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | Paulson DermTech Investments III, LLC | 1693005 | 12/22/2016 | D | Indefinite | $1,084,416 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | CIPHERLOC Corp | 1022505 | 03/20/2018 | D | $15,000,000 | $986,000 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | Paulson Capital Holding Company, LLC | 1715181 | 06/22/2020 | D | $5,000,000 | $850,000 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | Paulson Capital Holding Company, LLC | 1715181 | 08/21/2017 | D | $2,000,000 | $757,058 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | Paulson BKE Investments, LLC | 1612138 | 06/27/2014 | D | $5,000,000 | $752,510 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | DermTech, Inc. | 1518913 | 08/14/2015 | D | $20,000,000 | $583,643 |
