Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| PAULSON INVESTMENT COMPANY LLC | 5670 | Akari Therapeutics Plc | 1541157 | 07/12/2019 | D | $4,499,945 | $4,499,945 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | CytoDyn Inc. | 1175680 | 05/11/2016 | D | $10,000,000 | $4,301,500 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | Key Metals Corp. | 1879717 | 04/13/2023 | D | $4,241,100 | $4,241,100 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | CYTODYN INC | 1175680 | 05/14/2015 | D | $4,000,000 | $3,281,050 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | CytoDyn Inc. | 1175680 | 04/02/2019 | D | $5,000,000 | $3,246,000 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | Yellow Band Operating LLC | 1880914 | 09/01/2021 | D | $4,972,222 | $3,231,944 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | CYTODYN INC | 1175680 | 09/25/2013 | D | $10,010,000 | $3,207,260 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | SEQUELLA INC. | 1065544 | 10/10/2014 | D | $3,100,000 | $3,100,000 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | CYTODYN INC | 1175680 | 10/05/2015 | D | $3,981,050 | $2,693,800 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | MORPHOGENESIS INC | 1252142 | 12/17/2020 | D | $11,000,000 | $2,679,559 |