Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| PAULSON INVESTMENT COMPANY LLC | 5670 | CIPHERLOC Corp | 1022505 | 04/19/2021 | D | $10,000,000 | $9,998,928 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | Akari Therapeutics Plc | 1541157 | 03/11/2020 | D | $9,554,528 | $9,554,528 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | ZapGo Ltd. | 1684336 | 09/15/2016 | D | $9,000,000 | $7,648,000 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | AntriaBio, Inc. | 1509261 | 04/14/2014 | D | $26,250,000 | $7,296,453 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | Gold Express Mines, Inc. | 1817351 | 03/22/2023 | D | $15,000,000 | $7,211,504 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | AntriaBio, Inc. | 1509261 | 01/26/2015 | D | $35,270,270 | $6,925,580 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | CDx, Inc. | 1635600 | 03/06/2015 | D | $7,999,999 | $6,917,808 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | AntriaBio, Inc. | 1509261 | 07/13/2016 | D | $53,300,000 | $5,362,521 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | CIPHERLOC Corp | 1022505 | 05/16/2018 | D | $15,000,000 | $5,180,000 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | Triad Life Sciences Inc. | 1721364 | 04/21/2020 | D | $4,995,904 | $4,995,904 |