Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| PAULSON INVESTMENT COMPANY LLC | 5670 | CIPHERLOC Corp | 1022505 | 07/26/2018 | D/A | $17,250,000 | $15,000,000 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | CIPHERLOC Corp | 1022505 | 07/17/2018 | D/A | $15,000,000 | $14,775,400 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | CYTODYN INC | 1175680 | 10/29/2013 | D/A | $14,500,000 | $14,500,000 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | CIPHERLOC Corp | 1022505 | 07/03/2018 | D/A | $15,000,000 | $13,471,400 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | CIPHERLOC Corp | 1022505 | 06/26/2018 | D/A | $15,000,000 | $11,292,400 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | CIPHERLOC Corp | 1022505 | 06/20/2018 | D/A | $15,000,000 | $10,537,400 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | DermTech, Inc. | 1518913 | 02/07/2018 | D/A | $15,512,000 | $10,007,079 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | CIPHERLOC Corp | 1022505 | 06/12/2018 | D/A | $15,000,000 | $9,860,400 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | DermTech, Inc. | 1518913 | 12/05/2017 | D/A | $15,512,000 | $9,597,097 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | AntriaBio, Inc. | 1509261 | 04/28/2014 | D/A | $26,250,000 | $8,931,433 |