Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
---|---|---|---|---|---|---|---|
PAULSON INVESTMENT COMPANY LLC | 5670 | AntriaBio, Inc. | 1509261 | 07/13/2016 | D | $53,300,000 | $5,362,521 |
PAULSON INVESTMENT COMPANY LLC | 5670 | CIPHERLOC Corp | 1022505 | 05/16/2018 | D | $15,000,000 | $5,180,000 |