Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| PAULSON INVESTMENT COMPANY LLC | 5670 | Gold Express Mines, Inc. | 1817351 | 03/22/2023 | D | $15,000,000 | $7,211,504 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | DermTech, Inc. | 1518913 | 06/30/2017 | D/A | $15,512,000 | $7,072,952 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | AntriaBio, Inc. | 1509261 | 01/26/2015 | D | $35,270,270 | $6,925,580 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | CDx, Inc. | 1635600 | 03/09/2015 | D/A | $7,999,999 | $6,917,808 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | CDx, Inc. | 1635600 | 03/06/2015 | D | $7,999,999 | $6,917,808 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | Triad Life Sciences Inc. | 1721364 | 04/21/2020 | D/A | $6,590,904 | $6,590,904 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | FlexShopper, Inc. | 1397047 | 10/29/2014 | D/A | $8,030,000 | $6,501,100 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | FlexShopper, Inc. | 1397047 | 03/17/2015 | D/A | $8,030,000 | $6,501,100 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | Pyros Pharmaceuticals, Inc. | 1809245 | 08/25/2020 | D/A | $6,000,000 | $5,935,000 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | CIPHERLOC Corp | 1022505 | 05/22/2018 | D/A | $15,000,000 | $5,910,000 |