| PAULSON INVESTMENT COMPANY LLC | 5670 | Patron Company, LLC | 1506673 | 05/31/2012 | D/A | $1,665,000 | $1,665,000 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | QUANTUM GROUP INC /FL | 1118847 | 11/02/2009 | D | $1,596,250 | $1,596,250 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | CIPHERLOC Corp | 1022505 | 08/16/2018 | D/A | $1,572,900 | $1,572,900 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | Paulson Capital Holding Company, LLC | 1715181 | 07/02/2018 | D/A | $2,000,000 | $1,557,059 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | VIKING ENERGY GROUP, INC. | 1102432 | 10/16/2017 | D | $7,500,000 | $1,425,000 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | AntriaBio, Inc. | 1509261 | 01/14/2014 | D | $3,500,000 | $1,420,000 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | Paulson DermTech Investments III, LLC | 1693005 | 01/04/2017 | D/A | Indefinite | $1,321,651 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | Paulson ElectroCore Investments, LLC | 1698901 | 02/24/2017 | D | Indefinite | $1,301,278 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | FlexShopper, Inc. | 1397047 | 05/16/2014 | D | $8,030,000 | $1,265,000 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | NEUROONE MEDICAL TECHNOLOGIES Corp | 1500198 | 11/07/2019 | D | $3,000,000 | $1,253,000 |
