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Broker-Dealers on SEC Form D for PAULSON INVESTMENT COMPANY LLC

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 11-20 out of 60 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
PAULSON INVESTMENT COMPANY LLC5670Atlas Resources Series 30-2011 L.P.151541508/18/2011D/A$100,000,000$3,392,200
PAULSON INVESTMENT COMPANY LLC5670Paulson ElectroCore Investments, LLC169890106/15/2017D/AIndefinite$3,318,542
PAULSON INVESTMENT COMPANY LLC5670CYTODYN INC117568005/14/2015D$4,000,000$3,281,050
PAULSON INVESTMENT COMPANY LLC5670CytoDyn Inc.117568004/02/2019D$5,000,000$3,246,000
PAULSON INVESTMENT COMPANY LLC5670Yellow Band Operating LLC188091409/01/2021D$4,972,222$3,231,944
PAULSON INVESTMENT COMPANY LLC5670CYTODYN INC117568009/25/2013D$10,010,000$3,207,260
PAULSON INVESTMENT COMPANY LLC5670DermTech, Inc.151891312/13/2016D/A$15,512,000$3,119,247
PAULSON INVESTMENT COMPANY LLC5670SEQUELLA INC.106554410/10/2014D$3,100,000$3,100,000
PAULSON INVESTMENT COMPANY LLC5670Paulson DermTech Investments LLC164945911/16/2015D/AIndefinite$2,958,396
PAULSON INVESTMENT COMPANY LLC5670MORPHOGENESIS INC125214201/12/2018D/A$15,000,000$2,708,818

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