Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| INTE SECURITIES LLC | 47107 | STONEPINE CAPITAL, L.P. | 1370042 | 01/14/2019 | D/A | Indefinite | $104,023,966 |
| INTE SECURITIES LLC | 47107 | INCA Latin American Fund, LP | 1425432 | 07/20/2018 | D/A | Indefinite | $103,806,901 |
| INTE SECURITIES LLC | 47107 | INCA Latin American Offshore Fund, Ltd. | 1489660 | 07/20/2018 | D/A | Indefinite | $103,256,229 |
| INTE SECURITIES LLC | 47107 | Prentice Capital Long/Short Equity Fund, LP | 1473698 | 07/16/2020 | D/A | Indefinite | $100,169,143 |
| INTE SECURITIES LLC | 47107 | CKC Credit Opportunity Fund LP | 1572500 | 03/12/2021 | D/A | Indefinite | $99,006,758 |
| INTE SECURITIES LLC | 47107 | HUMPHREYS FUND IV, LP | 1885534 | 12/07/2022 | D/A | $150,000,000 | $93,450,000 |
| INTE SECURITIES LLC | 47107 | Granite Point Capital, L.P. | 1460125 | 07/08/2022 | D/A | Indefinite | $93,130,746 |
| INTE SECURITIES LLC | 47107 | STONEPINE CAPITAL, L.P. | 1370042 | 01/08/2018 | D/A | Indefinite | $92,868,498 |
| INTE SECURITIES LLC | 47107 | Scout Energy Partners VI-A, LP | 1956729 | 06/08/2023 | D/A | Indefinite | $91,280,000 |
| INTE SECURITIES LLC | 47107 | VPC SPECIALTY FINANCE FUND I, L.P. | 1596507 | 01/13/2015 | D/A | $250,000,000 | $90,230,000 |