Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| INTE SECURITIES LLC | 47107 | IBIS SPECIAL OPPORTUNITIES FUND, LP | 1519939 | 07/09/2021 | D/A | Indefinite | $8,901,186 |
| INTE SECURITIES LLC | 47107 | LionHedge Platform Fund, L.P.-Series Y | 1578477 | 06/02/2014 | D/A | Indefinite | $8,770,029 |
| INTE SECURITIES LLC | 47107 | Invictus Recovery Opportunity Fund, L.P. | 1817545 | 07/15/2020 | D | Indefinite | $8,500,000 |
| INTE SECURITIES LLC | 47107 | Waveguide Corp | 1640481 | 03/03/2023 | D | $33,104,984 | $8,329,692 |
| INTE SECURITIES LLC | 47107 | Breethe, Inc. | 1631734 | 07/12/2019 | D/A | $8,000,000 | $8,000,000 |
| INTE SECURITIES LLC | 47107 | RTG Mining Inc. | 1570154 | 01/06/2022 | D | $7,583,457 | $7,583,457 |
| INTE SECURITIES LLC | 47107 | Mountaineer Offshore Fund, Ltd. | 1599261 | 01/21/2022 | D/A | Indefinite | $6,521,641 |
| INTE SECURITIES LLC | 47107 | Mountaineer Offshore Fund, Ltd. | 1599261 | 01/20/2023 | D/A | Indefinite | $6,521,641 |
| INTE SECURITIES LLC | 47107 | CKC STRATEGIC ADVANTAGE FUND, LP | 1718370 | 10/02/2017 | D | Indefinite | $6,350,000 |
| INTE SECURITIES LLC | 47107 | Mountaineer Offshore Fund, Ltd. | 1599261 | 01/25/2019 | D/A | Indefinite | $6,021,641 |