| NUVEEN SECURITIES, LLC | 469 | Tradewinds Global Long/Short Fund LTD | 1407699 | 05/22/2009 | D/A | Indefinite | $2,000,000 |
| NUVEEN SECURITIES, LLC | 469 | Tradewinds Emerging Markets Portfolio, a portfolio of the Tradewinds Institutional Investment Trust | 1399405 | 09/16/2009 | D/A | Indefinite | $1,110,000 |
| NUVEEN SECURITIES, LLC | 469 | Tradewinds Emerging Markets Portfolio, a portfolio of the Tradewinds Institutional Investment Trust | 1399405 | 09/22/2010 | D/A | Indefinite | $1,110,000 |
| NUVEEN SECURITIES, LLC | 469 | Winslow Large Cap Growth Portfolio, a portfolio of Winslow Capital Institutional Trust | 1461615 | 04/09/2009 | D | Indefinite | $1,010,000 |
| NUVEEN SECURITIES, LLC | 469 | CHURCHILL MIDDLE MARKET SENIOR LOAN ACCESS FUND, LP | 1690339 | 02/02/2017 | D | $150,000,000 | $250,000 |
| NUVEEN SECURITIES, LLC | 469 | Winslow Growth Capital Fund II, L.P. | 1753436 | 09/30/2019 | D | $400,000,000 | $0 |
| NUVEEN SECURITIES, LLC | 469 | Winslow Growth Capital Fund II, L.P. | 1753436 | 10/03/2019 | D | $400,000,000 | $0 |
| NUVEEN SECURITIES, LLC | 469 | Nuveen Global Farmland Fund, LP | 1792631 | 11/05/2019 | D | Indefinite | $0 |
| NUVEEN SECURITIES, LLC | 469 | U.S. Strategic Industrial Fund II LP | 1843940 | 03/08/2021 | D | Indefinite | $0 |
| NUVEEN SECURITIES, LLC | 469 | CASA Partners IX LP | 1853878 | 04/16/2021 | D | Indefinite | $0 |
