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Broker-Dealers on SEC Form D for NUVEEN SECURITIES, LLC

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 51-60 out of 75 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
NUVEEN SECURITIES, LLC469Tradewinds Global Long/Short Fund LP140770005/22/2009D/AIndefinite$12,501,000
NUVEEN SECURITIES, LLC469Tradewinds Global Long/Short Fund LP140770005/22/2009D/AIndefinite$12,501,000
NUVEEN SECURITIES, LLC469NWQ ENERGY CROSSOVER FUND LP143172406/03/2010D/AIndefinite$9,701,000
NUVEEN SECURITIES, LLC469NWQ ENERGY CROSSOVER FUND LP143172406/24/2011D/AIndefinite$9,701,000
NUVEEN SECURITIES, LLC469NWQ ENERGY CROSSOVER FUND LP143172406/26/2012D/AIndefinite$9,701,000
NUVEEN SECURITIES, LLC469NWQ ENERGY CROSSOVER FUND LP143172405/22/2009D/AIndefinite$9,401,000
NUVEEN SECURITIES, LLC469Winslow Large Cap Growth Portfolio, a portfolio of Winslow Capital Institutional Trust146161504/07/2010D/AIndefinite$8,895,329
NUVEEN SECURITIES, LLC469TH Real Estate U.S. Strategic Industrial Fund I Investors LP176029611/30/2018D$600,000,000$3,305,253
NUVEEN SECURITIES, LLC469Tradewinds Global Long/Short Fund LTD140769906/03/2010D/AIndefinite$3,000,000
NUVEEN SECURITIES, LLC469Tradewinds Global Long/Short Fund LTD140769905/22/2009D/AIndefinite$2,000,000

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