| ARETE WEALTH MANAGEMENT, LLC | 44856 | Cunat Premium Vineyards, LLC | 1609875 | 06/03/2014 | D | $2,000,000 | $0 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | Vieste Group, LLC | 1655015 | 10/14/2015 | D | $1,000,000 | $0 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | Terra Secured Income Fund 5, LLC | 1581874 | 02/03/2016 | D/A | $162,754,730 | $0 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | DS 1888 Investments, LLC | 1679962 | 07/21/2016 | D | $2,500,000 | $0 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | MDS 2017-Marcellus Shale Development, LP | 1694054 | 01/11/2017 | D | $100,000,000 | $0 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | MDS 2017-Marcellus Shale Development, LP | 1694054 | 06/12/2017 | D/A | $100,000,000 | $0 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | Cunat Multi-Family Investment Fund II, LLC | 1709118 | 06/12/2017 | D | $20,000,000 | $0 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | RHP Development, LLC | 1713339 | 08/16/2017 | D | $4,000,000 | $0 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | District Investments EIA Income Program LLC | 1716207 | 09/06/2017 | D | $50,000,000 | $0 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | Duo on Fillmore, LLC | 1716953 | 10/10/2017 | D | $20,000,000 | $0 |
