Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| ARETE WEALTH MANAGEMENT, LLC | 44856 | TEI Diversified Income & Opportunity Fund III, LLC | 1671607 | 11/30/2017 | D/A | $100,000,000 | $2,000,000 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | Reeves River Minerals LLC | 1964208 | 02/23/2023 | D | $13,042,105 | $1,969,111 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | Neighborhood Market Portfolio DST | 1679005 | 08/18/2016 | D/A | $8,408,635 | $1,962,097 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | NexPoint Buffalo DST | 1922296 | 04/12/2022 | D | $54,531,314 | $1,952,098 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | GK Secured Income V, LLC | 1706275 | 04/04/2018 | D/A | $30,000,000 | $1,866,900 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | Armis Biopharma, Inc. | 1604801 | 09/25/2018 | D | $10,000,000 | $1,832,300 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | Crypto Futura Fund LLC | 1724345 | 04/13/2021 | D/A | Indefinite | $1,816,340 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | Fresca Medical, Inc. | 1557686 | 07/17/2015 | D | $5,000,000 | $1,762,357 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | CORE PACIFIC CROSSLAKES DST | 1705116 | 05/02/2017 | D | $19,150,000 | $1,720,131 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | Aurora Spine Corp | 1598103 | 01/29/2014 | D | $1,703,749 | $1,703,749 |