| ARETE WEALTH MANAGEMENT, LLC | 44856 | Woven Orthopedic Technologies, LLC | 1594517 | 01/03/2017 | D/A | $2,832,800 | $2,832,800 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | Touchstone MF Fund I, LLC | 1695401 | 01/29/2018 | D/A | $4,100,000 | $2,780,000 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | SAIL ENERGY HOLDINGS, LLC | 1562591 | 02/12/2016 | D/A | $15,000,000 | $2,763,600 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | Fresca Medical, Inc. | 1557686 | 03/15/2016 | D/A | $5,000,000 | $2,730,698 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | Mewbourne Energy Partners 20-A, L.P. | 1806522 | 08/19/2020 | D | $60,000,000 | $2,710,000 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | BH Flats Investment, LLC | 1734684 | 05/03/2018 | D/A | $6,281,215 | $2,690,651 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | e2c ESA Bond 2, LLC | 1953368 | 11/04/2022 | D | $250,000,000 | $2,672,409 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | AGL Life Assurance Co Separate Account VL 106 | 1493470 | 06/10/2010 | D | Indefinite | $2,023,000 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | Sundance Debt Partners, LLC /DE | 1754520 | 12/21/2018 | D/A | Indefinite | $2,010,000 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | MCG Madison 521 Investors Pref, LLC | 1834995 | 12/21/2020 | D | $11,000,000 | $2,009,050 |
