Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| ARETE WEALTH MANAGEMENT, LLC | 44856 | Empire Village at Schnepf Farms, LLC | 1834901 | 12/06/2022 | D/A | $25,000,000 | $15,060,575 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | CAIS OZMF Ltd. | 1607346 | 10/23/2017 | D/A | Indefinite | $14,907,586 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | NexPoint Buffalo DST | 1922296 | 05/10/2022 | D/A | $54,531,314 | $14,828,466 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | National Net Lease Portfolio VI DST | 1615752 | 10/17/2014 | D/A | $22,895,715 | $14,825,899 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | EJF Income Fund, LP | 1465637 | 03/15/2011 | D/A | Indefinite | $14,820,419 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | PENN DISTRESSED FUND L P | 1231294 | 03/17/2014 | D/A | Indefinite | $14,808,845 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | PENN DISTRESSED FUND L P | 1231294 | 03/16/2015 | D/A | Indefinite | $14,808,845 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | PENN DISTRESSED FUND L P | 1231294 | 03/10/2016 | D/A | Indefinite | $14,808,845 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | PENN DISTRESSED FUND L P | 1231294 | 12/27/2016 | D/A | Indefinite | $14,808,845 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | PENN DISTRESSED FUND L P | 1231294 | 12/26/2017 | D/A | Indefinite | $14,808,845 |