Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| ARETE WEALTH MANAGEMENT, LLC | 44856 | CAIS OZMF Ltd. | 1607346 | 06/08/2020 | D/A | Indefinite | $16,412,585 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | CAIS OZMF Ltd. | 1607346 | 06/01/2021 | D/A | Indefinite | $16,412,585 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | CAIS OZMF Ltd. | 1607346 | 06/12/2018 | D/A | Indefinite | $16,012,585 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | Cunat Exchange I DST | 1780640 | 02/25/2020 | D/A | $16,000,000 | $16,000,000 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | Cunat Exchange I DST | 1780640 | 03/04/2020 | D/A | $16,000,000 | $16,000,000 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | Foothills Mall Equities LLC | 1708153 | 06/29/2017 | D/A | $18,440,548 | $15,940,548 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | Foothills Mall Equities LLC | 1708153 | 06/29/2017 | D | $18,440,548 | $15,940,548 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | Florida Multifamily Portfolio DST | 1741029 | 07/10/2018 | D/A | $36,472,643 | $15,928,669 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | National Net Lease Portfolio IV DST | 1595642 | 05/16/2014 | D/A | $15,694,464 | $15,694,464 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | Self-Storage Portfolio VI, DST | 1765796 | 04/03/2019 | D/A | $26,663,786 | $15,348,226 |