Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| ARETE WEALTH MANAGEMENT, LLC | 44856 | CAIS OZMF LLC | 1607350 | 06/01/2021 | D/A | Indefinite | $43,741,478 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | CAIS SCULPTOR MASTER FUND LLC | 1607350 | 11/18/2021 | D/A | Indefinite | $43,741,478 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | CAIS SCULPTOR MASTER FUND LLC | 1607350 | 06/07/2022 | D/A | Indefinite | $43,741,478 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | NexPoint Texas Multifamily Portfolio DST | 1791984 | 04/22/2020 | D/A | $60,961,892 | $43,402,722 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | NexPoint Buffalo DST | 1922296 | 08/23/2022 | D/A | $54,531,314 | $43,362,260 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | CAIS OZMF LLC | 1607350 | 06/12/2018 | D/A | Indefinite | $43,041,478 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | CAIS OZMF LLC | 1607350 | 06/10/2019 | D/A | Indefinite | $43,041,478 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | CAIS OZMF LLC | 1607350 | 06/08/2020 | D/A | Indefinite | $43,041,478 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | HPI Real Estate Fund X LLC | 1933027 | 08/22/2022 | D/A | $150,000,000 | $42,836,991 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | CAIS OZMF LLC | 1607350 | 10/23/2017 | D/A | Indefinite | $42,577,151 |