Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| ARETE WEALTH MANAGEMENT, LLC | 44856 | Mewbourne Energy Partners 18-A, L.P. | 1739171 | 09/13/2018 | D/A | $120,000,000 | $91,140,000 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | HUIZENGA MANAGERS FUND LTD | 1355027 | 01/05/2018 | D/A | Indefinite | $90,683,728 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | Altegris Global Macro Fund, L.P. | 1463266 | 09/25/2012 | D/A | Indefinite | $89,967,909 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | EJF Income Fund, LP | 1465637 | 03/19/2018 | D/A | Indefinite | $89,762,359 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | CAIS Third Point Partners LLC | 1523897 | 10/25/2016 | D/A | Indefinite | $89,473,035 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | HUIZENGA MANAGERS FUND LTD | 1355027 | 01/06/2017 | D/A | Indefinite | $89,098,728 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | MDS 2021-Marcellus Shale Development, LP | 1858675 | 12/27/2021 | D/A | $172,500,000 | $88,878,366 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | NexPoint Storage III DST | 1907472 | 04/05/2022 | D/A | $95,155,013 | $88,757,260 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | OCEAN FUND LTD | 1169982 | 10/20/2020 | D/A | Indefinite | $88,718,593 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | NexPoint Homes Trust, Inc. | 1929388 | 06/27/2023 | D/A | $2,500,000,000 | $88,569,067 |