Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| ARETE WEALTH MANAGEMENT, LLC | 44856 | CAIS Third Point Partners LLC | 1523897 | 06/07/2022 | D/A | Indefinite | $117,397,641 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | Infinity Premier Fund LP | 1407819 | 10/19/2021 | D/A | Indefinite | $116,865,512 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | EJF Income Fund, LP | 1465637 | 03/20/2023 | D/A | Indefinite | $115,435,057 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | EJF Income Fund, LP | 1465637 | 03/21/2022 | D/A | Indefinite | $113,485,057 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | Infinity Premier Fund LP | 1407819 | 10/20/2020 | D/A | Indefinite | $111,510,512 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | OCEAN FUND LTD | 1169982 | 10/14/2022 | D/A | Indefinite | $111,466,210 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | Gabelli Associates LTD | 1345391 | 01/15/2016 | D/A | Indefinite | $110,035,013 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | Infinity Premier Fund LP | 1407819 | 10/31/2019 | D/A | Indefinite | $110,000,512 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | Mewbourne Energy Partners 21-A, L.P. | 1855068 | 09/10/2021 | D/A | $110,000,000 | $110,000,000 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | Infinity Premier Fund LP | 1407819 | 11/05/2018 | D/A | Indefinite | $109,970,512 |