Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| ARETE WEALTH MANAGEMENT, LLC | 44856 | PENN DISTRESSED FUND L P | 1231294 | 03/15/2013 | D/A | Indefinite | $14,658,845 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | ATEL Growth Capital Fund V, LLC | 1451768 | 05/03/2010 | D/A | $35,000,000 | $14,600,000 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | PENN DISTRESSED FUND L P | 1231294 | 03/15/2012 | D/A | Indefinite | $14,437,845 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | Convenience Net Lease Portfolio DST | 1594316 | 05/19/2014 | D/A | $14,225,243 | $14,225,243 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | Empire Village at Schnepf Farms, LLC | 1834901 | 12/06/2021 | D/A | $25,000,000 | $14,160,575 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | Florida Multifamily Portfolio DST | 1741029 | 06/28/2018 | D/A | $36,472,643 | $14,152,620 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | iCapital-SV7, L.P. | 1707056 | 07/12/2017 | D/A | Indefinite | $13,860,000 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | Duo on Fillmore, LLC | 1716953 | 12/06/2018 | D/A | $20,000,000 | $13,617,383 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | CAIS OZMF Ltd. | 1607346 | 10/24/2016 | D/A | Indefinite | $13,607,586 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | Wilderness Lake Holdings, LLC | 1592726 | 01/08/2014 | D/A | $13,462,450 | $13,462,450 |