Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| ARETE WEALTH MANAGEMENT, LLC | 44856 | Gabelli Associates LTD | 1345391 | 01/15/2014 | D/A | Indefinite | $86,393,818 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | HUIZENGA MANAGERS FUND LTD | 1355027 | 01/08/2016 | D/A | Indefinite | $85,047,891 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | NexPoint Storage I DST | 1861610 | 10/01/2021 | D/A | $85,892,414 | $84,653,448 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | NexPoint Storage I DST | 1861610 | 09/23/2021 | D/A | $85,892,414 | $84,533,842 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | NexPoint Storage I DST | 1861610 | 09/07/2021 | D/A | $85,892,414 | $83,731,061 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | OCEAN FUND LTD | 1169982 | 11/05/2018 | D/A | Indefinite | $82,918,412 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | EJF Income Fund, LP | 1465637 | 03/17/2017 | D/A | Indefinite | $82,460,104 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | NexPoint Storage I DST | 1861610 | 08/24/2021 | D/A | $85,892,414 | $82,240,246 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | Altegris Global Macro Fund, L.P. | 1463266 | 10/05/2011 | D/A | Indefinite | $82,217,909 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | NexPoint Storage I DST | 1861610 | 08/10/2021 | D/A | $85,892,414 | $81,885,767 |