Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| ARETE WEALTH MANAGEMENT, LLC | 44856 | Altegris Global Macro Fund, L.P. | 1463266 | 02/02/2015 | D/A | Indefinite | $96,301,615 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | Altegris Global Macro Fund, L.P. | 1463266 | 10/01/2013 | D/A | Indefinite | $95,133,264 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | HUIZENGA MANAGERS FUND LTD | 1355027 | 12/31/2020 | D/A | Indefinite | $94,616,269 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | NexPoint Storage III DST | 1907472 | 05/18/2022 | D/A | $95,155,013 | $93,818,652 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | HPI Real Estate Fund VIII LLC | 1792429 | 11/13/2020 | D/A | $125,000,000 | $93,347,230 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | HUIZENGA MANAGERS FUND LTD | 1355027 | 12/31/2019 | D/A | Indefinite | $93,050,841 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | NexPoint Storage III DST | 1907472 | 04/26/2022 | D/A | $95,155,013 | $92,358,115 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | HUIZENGA MANAGERS FUND LTD | 1355027 | 01/04/2019 | D/A | Indefinite | $91,763,880 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | NexPoint Storage III DST | 1907472 | 04/19/2022 | D/A | $95,155,013 | $91,439,505 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | Mewbourne Energy Partners 18-A, L.P. | 1739171 | 09/13/2018 | D/A | $120,000,000 | $91,140,000 |