Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| ARETE WEALTH MANAGEMENT, LLC | 44856 | Infinity Premier Fund LP | 1407819 | 10/14/2022 | D/A | Indefinite | $127,996,242 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | GABELLI ASSOCIATES LTD II E | 1489941 | 04/28/2014 | D/A | Indefinite | $127,662,772 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | MCI Preferred Income Fund II, LLC | 1713236 | 06/13/2019 | D/A | $200,000,000 | $122,719,099 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | MCI Preferred Income Fund II, LLC | 1713236 | 08/05/2019 | D/A | $200,000,000 | $122,719,099 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | HPI Real Estate Fund X LLC | 1933027 | 10/12/2022 | D/A | $150,000,000 | $120,837,752 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | Altegris QIM Futures Fund, L.P. | 1469317 | 10/08/2010 | D/A | Indefinite | $118,230,056 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | CAIS Third Point Partners LLC | 1523897 | 06/01/2021 | D/A | Indefinite | $117,397,641 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | CAIS Third Point Partners LLC | 1523897 | 06/07/2022 | D/A | Indefinite | $117,397,641 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | Infinity Premier Fund LP | 1407819 | 10/19/2021 | D/A | Indefinite | $116,865,512 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | EJF Income Fund, LP | 1465637 | 03/20/2023 | D/A | Indefinite | $115,435,057 |