Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| ARETE WEALTH MANAGEMENT, LLC | 44856 | ALTEGRIS WINTON FUTURES FUND LP | 1198415 | 05/03/2011 | D/A | Indefinite | $874,519,363 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | Sundance Debt Partners, LP | 1754520 | 10/28/2022 | D/A | Indefinite | $831,625,664 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | CAIS Millennium USA LLC | 1523894 | 06/01/2021 | D/A | Indefinite | $771,176,552 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | CAIS Millennium USA LLC | 1523894 | 06/07/2022 | D/A | Indefinite | $771,176,552 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | WINTON FUTURES FUND LP (US) | 1198415 | 09/14/2010 | D/A | Indefinite | $770,133,813 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | CAIS Millennium USA LLC | 1523894 | 06/08/2020 | D/A | Indefinite | $707,833,864 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | Ovation Alternative Income Fund, LP | 1591936 | 10/01/2019 | D/A | Indefinite | $655,423,156 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | Ovation Alternative Income Fund, LP | 1591936 | 05/04/2020 | D/A | Indefinite | $655,423,156 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | Sundance Debt Partners, LLC /DE | 1754520 | 04/15/2022 | D/A | Indefinite | $653,534,003 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | CAIS Millennium USA LLC | 1523894 | 06/10/2019 | D/A | Indefinite | $626,890,197 |