Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| ARETE WEALTH MANAGEMENT, LLC | 44856 | MACKENZIE NORTHWEST FUND LP | 1590434 | 12/15/2014 | D/A | $10,000,000 | $1,090,000 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | MACKENZIE NORTHWEST FUND LP | 1590434 | 06/12/2014 | D/A | $10,000,000 | $1,040,000 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | MACKENZIE NORTHWEST FUND LP | 1590434 | 06/13/2014 | D/A | $10,000,000 | $1,040,000 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | BDP Lackawanna Investors III, LLC | 1976940 | 05/10/2023 | D | $13,422,234 | $1,000,000 |