| ARETE WEALTH MANAGEMENT, LLC | 44856 | WestStar Capital LLC | 1598936 | 02/20/2014 | D/A | $2,000,000 | $415,000 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | MACKENZIE NORTHWEST FUND LP | 1590434 | 03/10/2014 | D/A | $10,000,000 | $405,000 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | Go Store It Raleigh Storage DST | 1794477 | 11/21/2019 | D | $5,050,000 | $362,378 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | Principal Plus Fund 1, LLC | 1497573 | 07/29/2010 | D | $2,000,000 | $300,000 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | JourneyPure Holdings, Inc. | 1600158 | 04/11/2018 | D | $6,870,000 | $268,000 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | District Investments EIA Income Program LLC | 1716207 | 06/26/2018 | D/A | $50,000,000 | $250,000 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | KCM Catapult Large Cap Growth Equity Fund, LP | 1724265 | 09/04/2019 | D | Indefinite | $250,000 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | Masterworks Collection 002, LLC | 1886171 | 11/10/2021 | D | Indefinite | $250,000 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | GK Secured Income V, LLC | 1706275 | 09/05/2017 | D | $30,000,000 | $240,000 |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | Maradia Commodities I, LLC | 1515150 | 03/14/2011 | D | $230,000 | $230,000 |
